WEBCAST: Avoid Getting Blindsided by US CFPB Investigations: Start by Getting a Handle on Your Information
Date/Time Thursday, December 12, 2013 at 5:30 PM GMT/UTC
Duration 60 Minutes
Handout Materials
Rebecca Perry Bio
Tony Alexis Bio
Abigail Moore Bio
Information Governance Reference Model
Steps to Manage Records & Information
Presentation Slides

Presented and Sponsored by Jordan Lawrence Group
Companies in the consumer financial services industry are still getting their sea legs when it comes to preparing for Consumer Financial Protection Bureau (CFPB) investigations and meeting the obligations of a Civil Investigative Demand (CID).  CID subjects must be mobilized to quickly identify, gather and analyze huge amounts of records and information to meet CID responses and objection deadlines. 

This webcast will help prepare banks, credit unions, mortgage-related businesses, consumer lenders, debt collectors, consumer credit companies, and other entities subject to consumer financial laws for what to expect in a CFPB investigation, how records management and retention policies can contribute to being ready, and obligations for responding to a CID.

This session will cover:

  • An overview of the CFPB Investigation process & timeline
  • What the CFPB is looking for
  • Challenges & potential blind spots companies may face
  • The role of records management & retention policies
  • How to get a handle on your records & information quickly
  • The Interplay between the CID process & discovery obligations

Rebecca Perry, CIPP/US/G, Director of Professional Services, Jordan Lawrence Group
Abigail B. Moore, Partner, Locke Lord LLP
Tony Alexis, Deputy Assistant Director for Enforcement Field Litigation, Consumer Financial Protection Bureau (CFPB)


Rebecca Perry, CIPP/US/G, Director of Professional Services, Jordan Lawrence Group


This archived program is free to view. CLE/CPD is not available.  




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